DILLEMA OF DEMOCRACRY LEGITIMACY TO ACHIEVE
EFFECTIVE GOVERNMENT
By: Tahyantho Abdillah
IHS-ERASMUS UNIVERSITEIT ROTTERDAM
Democracy
Democracy can be definite as a form government in which the power
to govern is derived from its citizen, by consensus, referendum (direct democracy), or by the method of representatives
election (representative
democracy). In simple
way, democracy is a system that government are elected and in managing
government is obey to the citizen choice/need.
Many
people argue that democracy is the best way to achieve government or state
goals such as prosperity, safety, and
liberty. Kaufman et al (1999) in Whitford and Lee argued that are existed strong
relationships between good governance and development outcomes. To achieve
those goals is needed effective government, but as Whitford and Lee stated,
sometimes an authoritarian government can be more efficient in achieving its
goals (if can reduce disorder).
The debate of
democracy, decentralization, politics and their performances seem likely
focused in two broad conceptual terms, which are developmental state/country
and the democratic state/country. In the effective democratic governance,
providing service delivery can be better, because the government really knows
what the people want, but the requirement of infrastructure, capacity,
managerial, ability, and process of democracy should not be left. The key
question of democratic function is in its role to achieve ultimate goals of the
state establishment, economic prosperity. Can democracy do it? In the last late
of the twentieth century, democracy has great expansion in the world. If democracy
is defined in (minimal mean) as a system of government in that are filled
through regular, free, and fair elections, about 60% states in the world are democracies and in
2001, Freedom House in Diamond (2002) stated that 121 democratic countries were
established. If democracy can achieve
its goals, then states can be back to authoritarian again.
Democratic
Legitimacy
Webber (1968,
212-6) stated that legitimacy facilitates a domination particular form of power
and it has three ideal types: legal, traditional, and charismatic. He also
explained that traditional and charismatic (even provide legitimacy) may be
inconsistent with democracy, human rights, or other factors in promoting
general economic well-being and (relative) equity.
To achieve
legitimacy, government should able provide public service in adequate number
and quality, but funds for its service only can get if people willing to pay
tax/charge (government get its legitimation). Levi and Sacks (2005) proposed to
involve local action and knowledge and international expertise agency
facilitation for doing that. They also suggest (2005, 22-23) four main factors
for thase, which are: “appropriate alignment of incentives to public servants, management
capacity or good leadership, transparency and fairness in implementation, and learning
processes that produce legitimating beliefs supportive of good government”.
Diamond (2002)
stated three generic problems of governance in achieve legitimacy through
democracy, which are:
1.
The
weakness and frequently demolish of the rule of law. Corruption, smuggling, drug trafficking,
criminal violence, personalization of power, human rights abuses, and political
scandals will make democracies establishment and legitimacy of government
decrease.
2.
Economic
reforms; If economic improvement cannot achieve suitable amount and distributed
enough (most of Latin America, in some Africa countries and in some Asian
countries (Pakistan, the Philippines), people (can) become distrust in
democracy system.
3.
Inability
to manage ethnic/regional, and religious differences in a peaceful and
inclusive way. Many countries solve this
trouble by federal system such as India, Spain, USA, Canada and Australia.
The failure of
effective govern takes to the legitimacy and stability of democracy as shown by
decline (60% to 48%) of support democracy in 2000-2001 as preferable kind of
government in the entire Latin American
region (Diamond, 2002).
Five ways suggested by Diamond (2002) to achieve
legitimate democracy are through by:
1. Organizational development of the parties
2.
Electoral mobilization through better candidate and campaign, participation of
voters, and communication and mobilize the supporters.
3. Governance:
By assistance parties in doing right and effective function
4. Internal
democratization: help parties to choose their candidate/leaders/ make and
formulate decision/policies and eliciting member participation.
5. Reforming party and campaign finance
Many parties cannot improve their voter/supporter or
members capacity because their vehicles are the party leader, as in Indonesia
(PDIP, Democrat Party, PKB), India (Congress), Pakistan (PPP), Syria (ASBP), and
Egypt (NDP). Parties that can improve/develop their capacity will be left by
voters, and also will be burden in achieving effective government. Unless they can transform to more broad-based
and democratic, their institutional development is difficult to increase.
Furthermore, governance as a yield of democracy steps, cannot produce what its
goals. Democracy and
governance cannot be improved without broad enhancement in institutional
components of the rule of law such as legal codes, frameworks, judiciaries,
authority prosecution, constabulary, and the entire legal profession (Diamond,
2002).
Political
Instability Task Force and the World Bank in Goldstone (2005, 2) have indicated
primary dimension in state capacity, which are “effectiveness or how well the
government is able to translate resources into actions to achieve desired policy
outcomes, and legitimacy or whether the outcomes achieved, and the methods used
to achieve them, are considered fair and reasonable by local societal standards
by the population”. They also grouped four basic functions to help analysts in
determining the level of a government’s effectiveness and legitimacy, those are:
security, politics and justice economy and social and cultural.
Political willingness of the nation and its rulers are
among the most important in tackle the democracy legitimacy problem. Rulers who
got and running power by illegal means, or monopolize economic opportunity for
themselves/their society, probably have a lesser change to improve state
capacity. Political systems that lack of legitimation are hard to mobilize
resources and people to carry out desired policies, as well as countries with
major security failures almost certainly suffer public services.
States that can
recover or strengthen their capacity have ability to improve effectiveness or
legitimacy on the governance functions, and use it as a foundation in improving
the others. The failure is caused if the institutional
arrangements are inappropriate or inadequate in implementing security, economy,
social dimensions, and politic. Providing basic employment (if such employment
is lacking or interrupted) is high priority (Goldstone, 2005).
Governmental Effectiveness
Recently,
in achieving good and effective government, the
term of governance became familiar. Governance is “the manner in which public officials and
institutions acquire and exercise the authority to shape public policy and
provide public goods and services” (Kaufmann and Kraay, 2007 in Monica, 2008, 4)
and The World Bank explained that
“Governance consists of the traditions and institutions by which authority in a
country is exercised, includes
the process by which governments are selected, monitored and replaced; the
capacity of the government to effectively formulate and implement sound
policies; and the respect of citizens
and the state for the institutions that govern economic and social interactions
among them.
UNESCAP stated that eight major characteristics of Good
governance are: effective and efficient,
accountable, transparent, participatory, consensus oriented, responsive,
equitable and inclusive and tracks the rule of law. One of the most importance
in good governance is corruption can be minimalize.
According
to liberal theory, bureaucrat that running government policies based on people
mandate, so the bureaucracy not only filled by bureaucrat (employee/professional)
but also political representation (Carino, 1994). As results, it will emerge
dominant groups of bureaucracy. Carino (1994) stated in this relationship, come
up relation bureaucrat as subordinate from politic (bureaucratic
ascendancy) or bureaucracy equal to
politic (bureaucratic subaltern or attempt at co-equality with the executive).
Executive ascendancy is come up from suggestion that political power is based
on people mandate (or God) that can be reached or legitimate through election,
violence or de facto acceptance by the people.
GDRC Programe on Urban Governance (2011) explained solutions and
challenges in urban governance, which are:
1. Public Information and Access, including provide
media (infrastructure, time for consultation and publish a proposed plan
2.
Public
Engagement in Decision-Making with conduct systematic consultations before
adopts plan and also adopt result of consultations, and engage residents (by
open competition) to joint in government board
3. Electoral Reform through establish and strengthen
election system for mayor and municipality council and also their earnings
system.
Structure and administration reform
are done by: establish or strengthen systems for paying municipal managers
and employees, Decentralize national government powers and responsibilities,
and reorganize smaller municipalities to consolidate services and provide them
more efficiently.
What are expected from democracy is good governance that stable,
efficient, and legitimate. Democracy is participation of citizens/public in
governing their interest, so it takes a lot of time, energy and money. That is
why democratic government has many critics, because its instability and
inefficiency, even though it has strong position for facilitating consensus
formation and providing equal opportunity possibility in promoting individual
rights and public interest as long suitable with rule of law (Munshi, in
Munshi, S. and Abraham, P.B. 2004). The
democratic government also expected can make consensus formation, providing
equal opportunities and possibilities of negotiation between stakeholders.
Truthful and respect of citizen to the chosen politicians and bureaucrats,
should be paid them with honest, hard work, concern, professional, empathy to
the public.
The dispute in make government effective is on designing
institution which can solve the problem in controlling disorder and
dictatorship (Djankov, et al. 2003 in Whitford and Lee). That is the reason why
democracy system emerge and became popular. Parliamentary system using by democratic countries has
proved can be workable although that is not perfect means, like as stated by
Holbrooke (a US diplomat) in Robotka (2008), democracy is supposed are free and fair in through election system, but racists,
fascists, and separatists can (in many places) emerge. That is the dilemma in
democracy, like what is happen in India (Robotka in The SouthAsianIdea Weblog,
2008) or Indonesia, while religiosity in politic still sensitive and become one
of the major choice of the voter to choose their representative.
Conclusion
Democracy
system that give wide opportunities to people for expressing their feel,
thinking, willing, and also opportunities to involve in state management/exercise
through direct participation or representative.
Many people, to express/implement their willing/need/faith then
form/build political parties. As like in Indonesia, during the change of
governmental system, Indonesian politic has transform to a democratic country
in very significant, both in system and in people action. Unfortunately, many
people in Indonesia especially politician has not already yet to adopt culture,
system, and ethic of democracy. There are a huge euphoria in democracy. As a
result, a number of political parties are very fantastic. In 2004, 182
political parties has listed to compete, and just 24 allowed to participated in
general election (KPU, 2004). Those massive parties, of course influenced
government (in this case is a government agencies as bureaucrat) works. The
huge number of political parties also happen in other countries, such as in India
(dozens national parties and hundreds local parties) and Philipines (dozens of national
and local parties).
The euphoria
on democracy, reflecting by the formation of political parties make very
difficult for government to decide the policy or action that should be done
immediately and has impact in people. Many of politicians that have spent a lot
of money for their campaign will try to make policies that can give them
benefit either legal or illegal. So even the policy or activity that will be
implemented by government is good and feasible, they will try to cancelled or
make it slow. Indonesia election system that use proportional system, make
every politician that want to joint in parliament or executive should joint to
political parties (or can be independently, just for executive only, but with
difficult requirement). Furthermore, it
would be more opportunities for the emergence of various interests /opinions
if more parties exist.
As in
developing and under developing countries, economy is the most important that
people need. So people will accept democracy, authoritarian or others as long
can provide good economy condition. Chile under Pinochet, Korea and Taiwan
(until 1980’s), China and Singapore are not democratic countries but their
economies are good. Meanwhile, India, Jamaica, Argentina as democratic
countries cannot achieve economic growth in proper amount. Even though still
exist some countries like Togo, Zaire, or Cuba are examples of countries that
not democratic and do not feel good economies.
To cut a long way of decision making and make
more efficient governmental implementation, some countries use electoral
threshold system in limited a number of political parties both in
representative election and presidential (executive) election. Like in the USA,
the system of the winner take all, make just only two parties in congress.
Meanwhile, Indonesia that many political parties involved in election adjusted
only parties which get more than 2.5% popular votes or chairs can joint to the
parliament. However, using threshold system has implication that some people
have no representative in parliament or government, so the government may do
not have legitimation from them.
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